Course Overview
This course offered at IRES provides a comprehensive understanding of regulatory compliance across industries, focusing on financial services, pharmaceuticals, food safety, and general corporate governance. Participants will learn best practices for ensuring compliance with legal and regulatory frameworks.
Course Duration
5 Days
Target Audience
- Compliance Officers and Risk Managers
- Regulatory Affairs Professionals
- Quality Assurance and Audit Teams
- Supply Chain and Logistics Managers
- Senior Executives and Board Members
Personal Impact
- Improved knowledge of regulatory frameworks and compliance best practices
- Stronger ability to ensure organizational compliance
- Career growth in regulatory and compliance roles
- Reduced risk of legal and financial penalties
Organizational Impact
- Enhanced regulatory compliance and risk management
- Avoidance of fines, penalties, and reputational damage
- Improved efficiency in meeting industry standards
- Strengthened corporate governance and accountability
Course Level:
Course Objectives
By the end of the course, participants will be able to:
- Understand key regulatory frameworks across industries
- Implement compliance best practices within their organizations
- Conduct risk assessments and compliance audits
- Develop strategies for mitigating compliance risks
- Stay updated on evolving regulatory changes and requirements
Course Outline (5 Modules)
Module 1: Understanding Regulatory Frameworks and Compliance Principles
- Overview of Global and Industry-Specific Regulatory Requirements
- Compliance vs. Risk Management: Key Differences
- Corporate Governance and Ethical Compliance Practices
- Case Study: Successful Regulatory Compliance Programs
Module 2: Regulatory Compliance in Financial Services
- Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) Regulations
- Basel III and IFRS 9 Compliance for Financial Institutions
- KYC (Know Your Customer) and Data Protection Laws
- Case Study: Best Practices in Financial Regulatory Compliance
Module 3: Compliance in Pharmaceuticals and Healthcare
- Good Manufacturing Practices (GMP) and Good Distribution Practices (GDP)
- FDA, EMA, and WHO Guidelines for Pharma Compliance
- Managing Drug Safety and Pharmacovigilance Compliance
- Case Study: Handling Compliance Breaches in Pharma Companies
Module 4: Food Safety and Supply Chain Compliance
- HACCP, ISO 22000, and Other Food Safety Regulations
- Managing Compliance in Cold Chain and Perishable Goods
- Ensuring Product Traceability and Recall Management
- Case Study: Food Safety Compliance in Global Supply Chains
Module 5: Emerging Trends in Regulatory Compliance and Risk Management
- AI and Automation in Compliance Monitoring
- Cybersecurity and Data Protection Regulations (GDPR, CCPA)
- Role of Blockchain in Compliance and Regulatory Reporting
- Case Study: Digital Transformation in Compliance Management
Related Courses
Course Administration Details:
Methodology
These instructor-led training sessions are delivered using a blended learning approach and include presentations, guided practical exercises, web-based tutorials, and group work. Our facilitators are seasoned industry experts with years of experience as professionals and trainers in these fields. All facilitation and course materials are offered in English. Participants should be reasonably proficient in the language.
Accreditation
Upon successful completion of this training, participants will be issued an Indepth Research Institute (IRES) certificate certified by the National Industrial Training Authority (NITA).
Training Venue
The training will be held at IRES Training Centre. The course fee covers the course tuition, training materials, two break refreshments, and lunch. All participants will additionally cater to their travel expenses, visa application, insurance, and other personal expenses.
Accommodation and Airport Transfer
Accommodation and Airport Transfer are arranged upon request. For reservations contact the Training Officer.
- Email: [email protected]
- Phone: +254715 077 817
Tailor-Made
This training can also be customized to suit the needs of your institution upon request. You can have it delivered in our IRES Training Centre or at a convenient location. For further inquiries, please contact us on:
- Email: [email protected]
- Phone: +254715 077 817
Payment
Payment should be transferred to the IRES account through a bank on or before the start of the course. Send proof of payment to [email protected]
Click here to register for this course.
Register NowCustomized Schedule is available for all courses irrespective of dates on the Calendar. Please get in touch with us for details.
Do you need more information on our courses? Talk to us.
